SEC Regulation Systems Compliance and Integrity Extensions
Operational resilience, systems integrity and incident notification expectations for market entities.
Articles (10)
Scope and Governance — ApplicabilityRisk Assessment — GovernanceOperational Controls — Process RequirementsReporting and Escalation — Evidence and RecordsMonitoring and Evidence — Testing and AssuranceScope and Governance — ReportingRisk Assessment — RemediationOperational Controls — Third-Party ControlsReporting and Escalation — TrainingMonitoring and Evidence — Management Review