European Market Infrastructure Regulation
EU derivatives, CCP and trade repository regulation.
Sectors
Articles (91)
Article 1 — Subject matter and scopeArticle 2 — DefinitionsArticle 3 — Intragroup transactionsArticle 4 — Clearing obligationArticle 5 — Clearing obligation procedureArticle 6 — Public registerArticle 7 — Access to a CCPArticle 8 — Access to a trading venueArticle 9 — Reporting obligationArticle 10 — Non-financial counterpartiesArticle 11 — Risk-mitigation techniques for OTC derivative contracts not cleared by a CCPArticle 12 — PenaltiesArticle 13 — Mechanism to avoid duplicative or conflicting rulesArticle 14 — Authorisation of a CCPArticle 15 — Extension of activities and servicesArticle 16 — Capital requirementsArticle 17 — Procedure for granting and refusing authorisationArticle 18 — CollegeArticle 19 — Opinion of the collegeArticle 20 — Withdrawal of authorisationArticle 21 — Review and evaluationArticle 22 — Competent authorityArticle 23 — Cooperation between authoritiesArticle 24 — Emergency situationsArticle 25 — Recognition of a third-country CCPArticle 26 — General provisionsArticle 27 — Senior management and the boardArticle 28 — Risk committeeArticle 29 — Record keepingArticle 30 — Shareholders and members with qualifying holdingsArticle 31 — Information to competent authoritiesArticle 32 — AssessmentArticle 33 — Conflicts of interestArticle 34 — Business continuityArticle 35 — OutsourcingArticle 36 — General provisionsArticle 37 — Participation requirementsArticle 38 — TransparencyArticle 39 — Segregation and portabilityArticle 40 — Exposure managementArticle 41 — Margin requirementsArticle 42 — Default fundArticle 43 — Other financial resourcesArticle 44 — Liquidity risk controlsArticle 45 — Default waterfallArticle 46 — Collateral requirementsArticle 47 — Investment policyArticle 48 — Default proceduresArticle 49 — Review of models, stress testing and back testingArticle 50 — SettlementArticle 51 — Interoperability arrangementsArticle 52 — Risk managementArticle 53 — Provision of margins among CCPsArticle 54 — Approval of interoperability arrangementsArticle 55 — Registration of a trade repositoryArticle 56 — Application for registrationArticle 57 — Notification of and consultation with competent authorities prior to registrationArticle 58 — Examination of the applicationArticle 59 — Notification of ESMA decisions relating to registrationArticle 60 — Exercise of the powers referred to in Articles 61 to 63Article 61 — Request for informationArticle 62 — General investigationsArticle 63 — On-site inspectionsArticle 64 — Procedural rules for taking supervisory measures and imposing finesArticle 65 — FinesArticle 66 — Periodic penalty paymentsArticle 67 — Hearing of the persons concernedArticle 68 — Disclosure, nature, enforcement and allocation of fines and periodic penalty paymentsArticle 69 — Review by the Court of JusticeArticle 70 — Amendments to Annex IIArticle 71 — Withdrawal of registrationArticle 72 — Supervisory feesArticle 73 — Supervisory measures by ESMAArticle 74 — Delegation of tasks by ESMA to competent authoritiesArticle 75 — Equivalence and international agreementsArticle 76 — Cooperation arrangementsArticle 77 — Recognition of trade repositoriesArticle 78 — General requirementsArticle 79 — Operational reliabilityArticle 80 — Safeguarding and recordingArticle 81 — Transparency and data availabilityArticle 82 — Exercise of the delegationArticle 83 — Professional secrecyArticle 84 — Exchange of informationArticle 85 — Reports and reviewArticle 86 — Committee procedureArticle 87 — Amendment to Directive 98/26/ECArticle 88 — WebsitesArticle 89 — Transitional provisionsArticle 90 — Staff and resources of ESMAArticle 91 — Entry into force