IOSCO Operational Resilience
IOSCO report and principles on operational resilience for trading venues and market intermediaries.
Sectors
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Articles (30)
Governance and Accountability — ApplicabilityOperational Resilience Means More Than Just Technological SolutionsRisk Management Measures — GovernanceConsider Dependencies and InterconnectivityIncident Reporting and Escalation — Process RequirementsReview, Update and Test Business Continuity Plans (BCP)Supply Chain and Third Parties — Evidence and RecordsEffective Governance FrameworksResilience Testing and Improvement — Testing and AssuranceCompliance and Supervisory ProcessesGovernance and Accountability — ReportingInformation Security RiskRisk Management Measures — RemediationOperational resilience means more than just technological solutionsIncident Reporting and Escalation — Third-Party ControlsConsider dependencies and interconnectivitySupply Chain and Third Parties — TrainingReview, update and test BCPResilience Testing and Improvement — Management ReviewEffective Governance FrameworksCompliance and Supervisory ProcessesInformation Security RiskGovernance for Operational ResilienceRisk Management CultureBoard Approval of Operational Risk FrameworkGovernance Structure for Operational RiskGovernance for BCP at Trading VenuesInternal Governance Structure for BCPCritical Personnel Availability for BCPEffective BCP Management Approaches