Daily safeguarding reconciliation
What this control requires
Daily reconciliation between safeguarded customer balances, core ledger balances and safeguarded bank accounts. Variances above EUR 100 must be escalated to Finance, Compliance and the Board Risk Committee within 4 hours.
Other AMLD6 controls
AML-BOW-001 - Maintain Verified Beneficial Ownership RegisterAML-CDD-001 - Implement Risk-Based Customer Due Diligence ProgrammeAML-PEP-001 - Implement PEP Screening and Enhanced Due Diligence ProgrammeAML-RECORDS-001 - Maintain AML/CFT Records for Minimum 5 YearsAML-SANCTIONS-001 - Implement Real-Time Sanctions Screening ProgrammeAML-SAR-001 - Maintain STR/SAR Process to CTIF-CFIAML-TM-001 - Deploy Transaction Monitoring System with Calibrated Alert RulesAML-TRN-001 - Deliver Mandatory AML/CFT Training ProgrammeAMLD6-A11-001 - Enhanced Customer Due Diligence ProgrammeAMLD6-A18-001 - PEP Identification and Enhanced Due DiligenceAMLD6-A3-001 - ML Offence Scope — Internal Legal Coverage AssessmentAMLD6-A3-002 - Predicate Offence Transaction Monitoring Rules